SEC Form 4 · accession 0000920112-16-000346
HEARTLAND FINANCIAL USA INC · HTLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Duane E White
Director
Period of report
May 19, 2016
Accepted (ET)
May 23, 2016 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 19, 2016 | A | 1,470 | $0.00 | A | 2,645 | D | |
| Common StockF2,F3 | holding | — | — | — | 16,244 | I | IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 1,470 shares of Restricted Stock Units granted under the 2015 Long-Term Incentive Plan. These shares are subject to a one(1)year vesting schedule.
- F2Includes 2,479 shares held at LPL Financial.
- F3Shares are registered in the name of PTC Custodian FBO Duane E White IRA.