SEC Form 4 · accession 0000920112-16-000303
HEARTLAND FINANCIAL USA INC · HTLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt Saylor
Director
Period of report
Mar 8, 2016
Accepted (ET)
Mar 9, 2016 · 1:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4,F5 | Mar 8, 2016 | A | 1,000 | $0.00 | A | 448,649 | I | Trust |
| Common StockF6 | holding | — | — | — | 180,448 | I | Wife's Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 3,625 Time Based Restricted Stock Units (RSU). Each RSU represents the right to receive one share of common stock.
- F2Includes 3,025 shares of Performance Based Restricted Stock.
- F3Reflects the forfeiture of 355 Performance Based Restricted Stock Units granted but not earned in 2015.
- F4Includes 40 shares held in street name at LPL Financial.
- F5Shares held as Kurt M. Saylor Ttee Kurt M. Saylor Trust Dtd 1-6-98
- F6Shares held as Melissa J. Saylor Ttee Melissa Saylor Trust Dtd 1-6-98