SEC Form 4 · accession 0000920112-16-000302
HEARTLAND FINANCIAL USA INC · HTLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rodney Sloan
Officer — EVP Chief Risk Officer
Period of report
Mar 8, 2016
Accepted (ET)
Mar 9, 2016 · 1:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Mar 8, 2016 | A | 1,683 | $0.00 | A | 10,191 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 4,158 Time Based Restricted Stock Units (RSU). Each RSU represents the right to receive one share of common stock.
- F2Includes 3,198 shares of Performance Based Restricted Stock.
- F3Reflects the forfeiture of 285 Performance Based Restricted Stock Units granted but not earned in 2015.