SEC Form 4 · accession 0000920112-16-000246
HEARTLAND FINANCIAL USA INC · HTLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Fox
Officer — EVP, Operations
Period of report
Jan 19, 2016
Accepted (ET)
Jan 21, 2016 · 7:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4,F5 | Jan 19, 2016 | A | 1,316 | $0.00 | A | 16,575 | D | |
| Common Stock | holding | — | — | — | 2,000 | I | IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 6,100 Restricted Stock Units (RSU). Each RSU represents the right to receive one share of common stock. The grant vests in three equal installments on the third, fourth and fifth anniversaries of the grant date.
- F2Includes 3,066 shares of Performance Based Restricted Stock.
- F3These shares participate in a Dividend Reinvestment Plan.
- F4Includes 5 shares received as an Employee Service Award.
- F5Includes 762 shares purchased 12/31/15 through the Employee Stock Purchase Plan.