SEC Form 4 · accession 0000920112-16-000242
HEARTLAND FINANCIAL USA INC · HTLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt Saylor
Director
Period of report
Jan 19, 2016
Accepted (ET)
Jan 21, 2016 · 7:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4 | Jan 19, 2016 | A | 1,200 | $0.00 | A | 448,004 | I | Trust |
| Common StockF5 | holding | — | — | — | 180,448 | I | Wife's Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 3,625 Restricted Stock Units (RSU). Each RSU represents the right to receive one share of common stock. The grant vests in three equal installments on the third, fourth and fifth anniversaries of the grant date.
- F2Includes 2,380 shares of Performance Based Restricted Stock.
- F3Includes 40 shares received as an Employee Service Award.
- F4Shares held as Kurt M. Saylor Ttee Kurt M. Saylor Trust Dtd 1-6-98
- F5Shares held as Melissa J. Saylor Ttee Melissa Saylor Trust Dtd 1-6-98