SEC Form 4 · accession 0000920112-15-000150
HEARTLAND FINANCIAL USA INC · HTLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark C Falb
Director
Period of report
Jul 1, 2015
Accepted (ET)
Jul 1, 2015 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jul 1, 2015 | M | 4 | $0.00 | A | 37,058 | I | As Trustee |
| Common StockF4 | holding | — | — | — | 68,856 | I | Spouse, Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued as a dividend equivalent on RSUs vested prior to a dividend record date.
- F2Includes 1,280 shares of Restricted Stock Units granted under the 2015 Long-Term Incentive Plan. These shares are subject to a one(1)year vesting schedule.
- F3Shares held in the Mark C. Falb Revocable Trust, Mark C. Falb Trustee
- F4Shares held in Cheryl A. Falb Revocable Trust, Cheryl A. Falb Trustee