SEC Form 4 · accession 0000920112-15-000148
HEARTLAND FINANCIAL USA INC · HTLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John K Schmidt
Director
Period of report
Jul 1, 2015
Accepted (ET)
Jul 1, 2015 · 5:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4 | Jul 1, 2015 | M | 4 | $0.00 | A | 12,681 | I | Spouse |
| Common StockF1,F2,F3 | holding | — | — | — | 124,191 | D | ||
| Common Stock | holding | — | — | — | 4,780 | I | 401(k) | |
| Common StockF5 | holding | — | — | — | 4,259 | I | Minor Child | |
| Common StockF6,F7 | holding | — | — | — | 5,731 | I | Minor Child |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 2,506 shares held jointly with reporting person's spouse.
- F2Includes 1,000 shares held in street name at Raymond James.
- F3Includes 1,180 shares of Restricted Stock Units granted under the 2015 Long-Term Incentive Plan. These shares are subject to a one(1)year vesting schedule.
- F4Shares issued as a dividend equivalent on RSUs vested prior to a dividend record date.
- F5Shares held as Donna L. Schmidt Cust for Nicole M. Schmidt.
- F6These shares participate in a Dividend Reinvestment Plan.
- F7Shares held as Donna L. Schmidt Cust for Benjamin N. Schmidt.