SEC Form 4 · accession 0000920112-15-000146
HEARTLAND FINANCIAL USA INC · HTLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Duane E White
Director
Period of report
Jul 1, 2015
Accepted (ET)
Jul 1, 2015 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3,F4 | Jul 1, 2015 | M | 4 | $0.00 | A | 16,244 | I | IRA |
| Common StockF1 | holding | — | — | — | 1,175 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 1,175 shares of Restricted Stock Units granted under the 2015 Long-Term Incentive Plan. These shares are subject to a one(1)year vesting schedule.
- F2Shares issued as a dividend equivalent on RSUs vested prior to a dividend record date.
- F3Includes 1,000 shares held at LPL Financial.
- F4Shares are registered in the name of PTC Custodian FBO Duane E White IRA.