SEC Form 4 · accession 0000920112-15-000145
HEARTLAND FINANCIAL USA INC · HTLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Michael McCoy
Director
Period of report
Jul 1, 2015
Accepted (ET)
Jul 1, 2015 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4,F5 | Jul 1, 2015 | M | 4 | $0.00 | A | 39,409 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued as a dividend equivalent on RSUs vested prior to a dividend record date.
- F2These shares participate in a Dividend Reinvestment Plan.
- F3Includes 8,764 shares held at Ameriprise.
- F4Includes 1,180 shares of Restricted Stock Units granted under the 2015 Long-Term Incentive Plan. These shares are subject to a one(1)year vesting schedule.
- F5These shares are registerd as R Michael McCoy & Judith L McCoy Jt Ten.