SEC Form 4 · accession 0000920112-15-000119
HEARTLAND FINANCIAL USA INC · HTLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Cox Jr.
Director
Period of report
May 20, 2015
Accepted (ET)
May 21, 2015 · 5:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 20, 2015 | A | 1,000 | $0.00 | A | 6,144 | D | |
| Common StockF2,F3 | holding | — | — | — | 20,388 | I | Control Shareholder | |
| Common StockF2,F4 | holding | — | — | — | 2,440 | I | Conrol Shareholder |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 1,000 shares of Restricted Stock Units granted under the 2015 Long-Term Incentive Plan. These shares are subject to a one(1)year vesting schedule.
- F2These shares participate in a Dividend Reinvestment Plan.
- F3Held in the name of John W. Cox Jr. Inc. Reporting person is managing, controlling shareholder.
- F4Held in the name of McJoyce, Inc. Reporting person is managing, controlling shareholder.