SEC Form 4 · accession 0000920112-15-000078
HEARTLAND FINANCIAL USA INC · HTLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank E Walter
Officer — EVP Commercial Banking
Period of report
Feb 6, 2015
Accepted (ET)
Mar 13, 2015 · 10:42 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 6, 2015 | F | 1,709 | $29.53 | D | 0 | D | |
| Common StockF2,F3,F4,F5 | Mar 10, 2015 | A | 1,325 | $0.00 | A | 20,080 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Multi line entry --- see next line for total
- F2Includes 6,420 Restricted Stock Units (RSU). Each RSU represents the right to receive one share of common stock. The grant vests in three equal installments on the third, fourth and fifth anniversaries of the grant date.
- F3Includes 2,952 shares of Performance Based Restricted Stock.
- F4Includes 3,700 shares held in street name at LPL Financial.
- F5These shares are registered as Frank Walter & Jean Walter Jt Ten