SEC Form 4 · accession 0000920112-15-000077
HEARTLAND FINANCIAL USA INC · HTLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rodney Sloan
Officer — EVP Chief Risk Officer
Period of report
Feb 6, 2015
Accepted (ET)
Mar 13, 2015 · 10:42 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 6, 2015 | F | 774 | $29.53 | D | 0 | D | |
| Common StockF2,F3 | Mar 10, 2015 | A | 950 | $0.00 | A | 7,735 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Multi line entry --- see next line for total
- F2Includes 3,950 Restricted Stock Units (RSU). Each RSU represents the right to receive one share of common stock. The grant vests in three equal installments on the third, fourth and fifth anniversaries of the grant date.
- F3Includes 2,115 shares of Performance Based Restricted Stock.