SEC Form 4 · accession 0000920112-15-000052
HEARTLAND FINANCIAL USA INC · HTLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Cox Jr.
Director
Period of report
May 27, 2014
Accepted (ET)
Mar 3, 2015 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 27, 2014 | A | 200 | $0.00 | A | 0 | D | |
| Common StockF1 | Jun 3, 2014 | A | 19 | $24.17 | A | 0 | D | |
| Common StockF1 | Jun 9, 2014 | S | 3,196 | $25.14 | D | 0 | D | |
| Common StockF2,F3 | Mar 2, 2015 | S | 2,035 | $30.00 | D | 5,126 | D | |
| Common StockF2,F4 | holding | — | — | — | 20,322 | I | Control Shareholder | |
| Common StockF2,F5 | holding | — | — | — | 2,432 | I | Conrol Shareholder |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Multi line entry --- see next line for total
- F2These shares participate in a Dividend Reinvestment Plan.
- F3Includes 1,450 shares of Restricted Stock Units granted under the 2015 Long-Term Incentive Plan. These shares are subject to a one (1) year vesting schedule.
- F4Held in the name of John W. Cox Jr. Inc. Reporting person is managing, controlling shareholder.
- F5Held in the name of McJoyce, Inc. Reporting person is managing, controlling shareholder.