SEC Form 4 · accession 0000920112-15-000032
HEARTLAND FINANCIAL USA INC · HTLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rodney Sloan
Officer — EVP Chief Risk Officer
Period of report
Jan 20, 2015
Accepted (ET)
Jan 22, 2015 · 12:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4 | Jan 20, 2015 | A | 950 | $0.00 | A | 7,659 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 3,950 Restricted Stock Units (RSU). Each RSU represents the right to receive one share of common stock. The grant vests in three equal installments on the third, fourth and fifth anniversaries of the grant date.
- F2Includes 1,265 shares of Performance Based Restricted Stock.
- F3Includes 3 shares received as an Employee Service Award.
- F4These shares are registered as Rodney L Sloan & Georgia S Sloan Jt Ten.