SEC Form 4 · accession 0000920112-15-000026
HEARTLAND FINANCIAL USA INC · HTLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank E Walter
Officer — EVP Commercial Banking
Period of report
Jan 20, 2015
Accepted (ET)
Jan 22, 2015 · 12:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4,F5,F6 | Jan 20, 2015 | A | 1,325 | $0.00 | A | 20,603 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 6,420 Restricted Stock Units (RSU). Each RSU represents the right to receive one share of common stock. The grant vests in three equal installments on the third, fourth and fifth anniversaries of the grant date.
- F2Includes 1,766 shares of Performance Based Restricted Stock.
- F3Includes 5 shares received as an Employee Service Award.
- F4Includes 970 shares purchased 12/31/14 through the Employee Stock Purchase Plan.
- F5Includes 3,700 shares held in street name with LPL Financial.
- F6These shares are registered as Frank Walter & Jean Walter Jt Ten.