SEC Form 4 · accession 0000920112-15-000023
HEARTLAND FINANCIAL USA INC · HTLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark G Murtha
Officer — EVP HR and Org Development
Period of report
Jan 20, 2015
Accepted (ET)
Jan 22, 2015 · 12:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000920112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jan 20, 2015 | A | 1,375 | $0.00 | A | 10,517 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 2,750 Restricted Stock Units (RSU). Each RSU represents the right to receive one share of common stock. The grant vests in three equal installments on the third, fourth and fifth anniversaries of the grant date.
- F2Includes 1,375 shares of Performance Based Restricted Stock.
- F3Includes 2,000 Restricted Stock Units (RSU). The grant vests 1,000 shares in January, 2016 and 1,000 shares in January, 2017.