SEC Form 4 · accession 0001209191-17-043153
Diversicare Healthcare Services, Inc. · DVCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Reed McKnight Jr.
Officer — Chief Financial Officer
Period of report
Jun 30, 2017
Accepted (ET)
Jul 5, 2017 · 3:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000919956
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 76,667 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent Rights on 2015 Restricted SharesF1 | — | Jun 30, 2017 | A | 26 | A | — | — | Common Stock | 26 | 238 | D |
| Dividend Equivalent Rights on 2016 Restricted SharesF2 | — | Jun 30, 2017 | A | 51 | A | — | — | Common Stock | 51 | 296 | D |
| Dividend Equivalent Rights on 2017 Restricted SharesF3 | — | Jun 30, 2017 | A | 74 | A | — | — | Common Stock | 74 | 140 | D |
| 2017 Restricted Stock UnitsF4,F5 | — | Jun 30, 2017 | A | 26 | A | — | — | Common Stock | 26 | 4,372 | D |
| 2016 Restricted Stock UnitsF4,F6 | — | Jun 30, 2017 | A | 23 | A | — | — | Common Stock | 23 | 3,864 | D |
Explanation of responses
- F1These dividend equivalent rights accrued on shares of restricted stock granted on March 10, 2015 and will vest as the underlying shares vest.
- F2These dividend equivalent rights accrued on shares of restricted stock granted on March 11, 2016 and will vest as the underlying shares vest.
- F3These dividend equivalent rights accrued on shares of restricted stock granted on March 13, 2017 and will vest as the underlying shares vest.
- F4Each restricted stock unit is equal to one share. These are dividend equivalent rights accruing on restricted stock units.
- F5The 2017 Restricted Stock Units shall vest and be exercisable in full on the 2nd anniversary of their original Grant Date (03/13/2017).
- F6The 2016 Restricted Stock Units shall vest and be exercisable in full on the 2nd anniversary of their original Grant Date (03/11/2016).