SEC Form 4 · accession 0001209191-16-112506
Diversicare Healthcare Services, Inc. · DVCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leslie Campbell
Officer — COO and Executive VP
Period of report
Mar 31, 2016
Accepted (ET)
Apr 4, 2016 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000919956
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 51,609 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent Rights on 2014 Restricted SharesF2,F1 | — | Mar 31, 2016 | A | 28 | A | — | — | Common Stock | 28 | 230 | D |
| Dividend Equivalent Rights on 2015 Restricted SharesF4,F3 | — | Mar 31, 2016 | A | 55 | A | — | — | Common Stock | 55 | 226 | D |
| Dividend Equivalent Rights on 2016 Restricted SharesF6,F5 | — | Mar 31, 2016 | A | 81 | A | — | — | Common Stock | 81 | 81 | D |
| 2015 Restricted Stock UnitsF7,F8 | — | Mar 31, 2016 | A | 57 | A | — | — | Common Stock | 57 | 8,838 | D |
| 2016 Restricted Stock UnitsF7,F9 | — | Mar 31, 2016 | A | 26 | A | — | — | Common Stock | 26 | 4,097 | D |
Explanation of responses
- F1These dividend equivalent rights accrued on restricted stock granted on March 12, 2014 and will vest as the underlying shares vest.
- F2Represents vesting of Dividend Equivalent Rights on 2014 Restricted Stock.
- F3These dividend equivalent rights accrued on restricted stock granted on March 10, 2015 and will vest as the underlying shares vest.
- F4Represents vesting of Dividend Equivalent Rights on 2015 Restricted Stock.
- F5These dividend equivalent rights accrued on shares of restricted stock granted on March 11, 2016 and will vest as the underlying shares vest.
- F6Represents vesting of Dividend Equivalent Rights on 2016 Restricted Stock.
- F7Each restricted stock unit is equal to one share.
- F8The 2015 Restricted Stock Units shall vest and be exercisable in full on the 2nd anniversary of their original Grant Date (3/10/2015).
- F9The 2016 Restricted Stock Units shall vest and be exercisable in full on the 2nd anniversary of their original Grant Date (3/11/2016).