SEC Form 4 · accession 0001209191-15-058968
Diversicare Healthcare Services, Inc. · DVCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Oneil
Director
Period of report
Jun 30, 2015
Accepted (ET)
Jul 2, 2015 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000919956
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 27,246 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent Rights on 2013 Restricted SharesF2,F1 | — | Jun 30, 2015 | A | 1 | A | — | — | Common Stock | 1 | 10 | D |
| Dividend Equivalent Rights on 2014 Restricted SharesF2,F3 | — | Jun 30, 2015 | A | 1 | A | — | — | Common Stock | 1 | 8 | D |
| Dividend Equivalent Rights on 2015 Restricted SharesF2,F4 | — | Jun 30, 2015 | A | 1 | A | — | — | Common Stock | 1 | 3 | D |
| Stock Settled Stock Appreciation RightF5 | $5.45 | holding | — | — | — | — | Jun 18, 2020 | Common Stock | 1,000 | 1,000 | D |
| Stock Settled Stock Appreciation RightF5 | $2.37 | holding | — | — | — | — | Mar 13, 2019 | Common Stock | 1,000 | 1,000 | D |
| Stock Settled Stock Appreciation RightF5 | $10.88 | holding | — | — | — | — | Mar 14, 2018 | Common Stock | 1,000 | 1,000 | D |
| Stock Settled Stock Appreciation RightF5 | $11.59 | holding | — | — | — | — | Mar 7, 2017 | Common Stock | 1,000 | 1,000 | D |
| Stock Options (right to buy)F6 | $5.44 | holding | — | — | — | — | Dec 13, 2015 | Common Stock | 5,400 | 5,400 | D |
Explanation of responses
- F1These dividend equivalent rights accrued on shares of restricted stock granted on March 12, 2013 and will vest as the underlying shares vest.
- F2Represents vesting of dividend equivalent.
- F3These dividend equivalent rights accrued on shares of restricted stock granted on March 12, 2014 and will vest as the underlying shares vest.
- F4These dividend equivalent rights accrued on shares of restricted stock granted on March 10, 2015 and will vest as the underlying shares vest.
- F5Vests 1/3 on first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant, and 1/3 on the third anniversary of the date of grant.
- F6Fully exercisable as of the date hereof.