SEC Form 4 · accession 0001209191-15-026538

Diversicare Healthcare Services, Inc. · DVCR

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director · 10% Owner

Period of report

Mar 12, 2015

Accepted (ET)

Mar 16, 2015 · 5:16 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000919956

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F3	Mar 12, 2015	M	15	$0.00	A	1,635	D
Common Stock^F3	Mar 12, 2015	M	8	$0.00	A	1,643	D
Common Stock^F3	Mar 12, 2015	M	3	$0.00	A	1,646	D
Common Stock	holding	—	—		—	35,000	I	In IRA
Common Stock	holding	—	—		—	185,000	I	Jointly held with Spouse
Common Stock	holding	—	—		—	7,500	I	In Spouse's IRA
Common Stock^F1	holding	—	—		—	1,017,600	I	Owned by Marlin Capital Partners, LLC
Common Stock^F2	holding	—	—		—	15,000	I	Owned by Dependent Children

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Dividend Equivalent Rights on 2012 Restricted Shares^F3,F4	—	Mar 12, 2015	M	14	D	—	—	Common Stock	14	0	D
Dividend Equivalent Rights on 2013 Restricted Shares^F3,F5	—	Mar 12, 2015	M	8	D	—	—	Common Stock	8	9	D
Dividend Equivalent Rights on 2014 Restricted Shares^F3,F6	—	Mar 12, 2015	M	3	D	—	—	Common Stock	3	6	D
Stock Settled Stock Appreciation Right^F7	$5.45	holding	—	—	—	—	Jun 18, 2020	Common Stock	1,000	1,000	D
Stock Settled Stock Appreciation Right^F7	$2.37	holding	—	—	—	—	Mar 13, 2019	Common Stock	1,000	1,000	D
Stock Options (right to buy)^F7	$10.80	holding	—	—	—	—	Mar 12, 2018	Common Stock	15,000	15,000	D

F1Mr. McCurdy is the Managing Partner of Marlin Capital Partners, LLC.
F2This reporting person disclaims beneficial ownership of shares held by his children except to the extent of his pecuniary interest therein.
F3Represents vesting of dividend equivalent.
F4These dividend equivalent rights accrued on shares of restricted stock granted on March 12, 2012 and will vest as the underlying shares vest.
F5These dividend equivalent rights accrued on shares of restricted stock granted on March 12, 2013 and will vest as the underlying shares vest.
F6These dividend equivalent rights accrued on shares of restricted stock granted on March 12, 2014 and will vest as the underlying shares vest.
F7Vests 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant, and 1/3 on the third anniversary of the date of grant.