SEC Form 4 · accession 0001209191-15-001010
Diversicare Healthcare Services, Inc. · DVCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Reed McKnight Jr.
Officer — Chief Financial Officer
Period of report
Dec 31, 2014
Accepted (ET)
Jan 5, 2015 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000919956
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 39,063 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent Rights on 2012 Restricted SharesF1 | — | Dec 31, 2014 | A | 32 | A | — | — | Common Stock | 32 | 485 | D |
| Dividend Equivalent Rights on 2013 Restricted SharesF2 | — | Dec 31, 2014 | A | 52 | A | — | — | Common Stock | 52 | 622 | D |
| Dividend Equivalent Rights on 2014 Restricted SharesF3 | — | Dec 31, 2014 | A | 74 | A | — | — | Common Stock | 74 | 340 | D |
| 2013 Restricted Stock UnitsF4,F5 | — | Dec 31, 2014 | A | 10 | A | — | — | Common Stock | 10 | 1,689 | D |
| 2014 Restricted Stock UnitsF4,F6 | — | Dec 31, 2014 | A | 21 | A | — | — | Common Stock | 21 | 3,704 | D |
Explanation of responses
- F1These dividend equivalent rights accrued on shares of restricted stock granted on August 20, 2012 and will vest as the underlying shares vest.
- F2These dividend equivalent rights accrued on shares of restricted stock granted on March 12, 2013 and will vest as the underlying shares vest.
- F3These dividend equivalent rights accrued on shares of restricted stock granted on March 12, 2014 and will vest as the underlying shares vest.
- F4Each restricted stock unit is equal to one share.
- F5The 2013 Restricted Stock Units shall vest and be exercisable in full on the 2nd anniversary of their original Grant Date (03/12/2013).
- F6The 2014 Restricted Stock Units shall vest and be exercisable in full on the 2nd anniversary of their original Grant Date (3/12/2014).