SEC Form 4/A · accession 0001209191-19-015822
Finward Bancorp · FNWD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert T Lowry
Officer — Executive Vice President
Period of report
Mar 4, 2019
Accepted (ET)
Mar 4, 2019 · 5:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000919864
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 4, 2019 | A | 477 | $0.00 | A | 9,266 | D | |
| Common Stock | holding | — | — | — | 635 | I | Spouse IRA | |
| Common Stock | holding | — | — | — | 13,218 | I | Profit Sharing |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock awarded on February 4, 2019 pursuant to the NorthWest Indiana Bancorp 2015 Stock Option and Incentive Plan. The reported shares were awarded in connection with the issuer meeting certain performance targets for the year ended December 31, 2018. The shares of restricted stock will cliff-vest, in full,on February 4, 2022 if Mr. Lowry is employed by the issuer on such date. The total also includes 150 shares acquired through purchases by the Dividend Reinvestment Plan.