SEC Form 4 · accession 0001209191-19-009622
Finward Bancorp · FNWD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benjamin J Bochnowski
Officer — President, CEO · Director
Period of report
Feb 13, 2019
Accepted (ET)
Feb 13, 2019 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000919864
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 31, 2019 | F | 166 | $44.00 | D | 18,224 | D | |
| Common StockF2 | Feb 4, 2019 | A | 710 | $0.00 | A | 18,934 | D | |
| Common StockF3 | holding | — | — | — | 18,999 | D | ||
| Common StockF4 | holding | — | — | — | 1,406 | D | ||
| Common StockF5 | holding | — | — | — | 703 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- F2(1) These shares were acquired by the person pursuant to NorthWest Indiana Bancorp 2015 Stock Option and Incentive Plan which meets the requirements of 17CFR 240.16b-3, and will vest in three years after issue (02/04/2022)
- F365 shares acquired through purchases by the Dividend Reinvestment Plan
- F412 shares acquired through purchases by the Dividend Reinvestment Plan
- F5(1) 15 shares acquired through purchases by the Dividend Reinvestment Plan