SEC Form 4 · accession 0001209191-19-009407
Finward Bancorp · FNWD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Bochnowski
Officer — Executive Chairman · Director
Period of report
Feb 12, 2019
Accepted (ET)
Feb 12, 2019 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000919864
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 4, 2019 | A | 568 | $0.00 | A | 245,114 | D | |
| Common StockF2 | Jan 31, 2019 | F | 286 | $44.00 | D | 244,828 | D | |
| Common Stock | holding | — | — | — | 8,729 | I | Co-Trustee Of Trust | |
| Common StockF3 | holding | — | — | — | 62,150 | I | By Profit Sharing | |
| Common Stock | holding | — | — | — | 17,600 | I | Custodian for Children | |
| Common Stock | holding | — | — | — | 24,990 | I | By Wife |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1(1) These shares were acquired by the person pursuant to NorthWest Indiana Bancorp 2015 Stock Option and Incentive Plan which meets the requirements of 17CFR 240.16b-3, and will vest in three years after issue (02/04/2022)
- F2Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
- F31,900 shares for Requirement into direct ownership