SEC Form 4 · accession 0001209191-16-096980
Finward Bancorp · FNWD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stanley E Mize
Director
Period of report
Feb 5, 2016
Accepted (ET)
Feb 9, 2016 · 5:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000919864
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 5, 2016 | A | 60 | $0.00 | A | 28,358 | D | |
| Common Stock | holding | — | — | — | 4,532 | I | Spouse IRA | |
| Common StockF2 | holding | — | — | — | 2,042 | I | Custodian for Grandchild | |
| Common Stock | holding | — | — | — | 17,811 | I | Trustee of Trust | |
| Common Stock | holding | — | — | — | 138 | I | Spouse Trustee of Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1(1) These shares were acquired by the person pursuant to NorthWest Indiana Bancorp 2016 Stock Option and Incentive Plan which meets the requirements of 17CFR 240.16b-3, and will vest in five years after issue (02/05/2021)
- F214 shares acquired through purchases by the Dividend Reinvestment Plan