SEC Form 4 · accession 0001225208-18-009571
AMERICAN EAGLE OUTFITTERS INC · AEO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles F Kessler
Officer — Global Brand President-AE
Period of report
May 16, 2018
Accepted (ET)
May 18, 2018 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000919012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, without par value | May 16, 2018 | M | 119,546 | $15.72 | A | 239,627 | D | |
| Common Stock, without par value | May 16, 2018 | M | 46,200 | $14.59 | A | 285,827 | D | |
| Common Stock, without par valueF2 | May 16, 2018 | S | 165,746 | $22.00 | D | 120,081 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - Right to BuyF3 | $14.59 | May 16, 2018 | M | 46,200 | D | — | Mar 8, 2024 | Common Stock, without par value | 46,200 | 108,542 | D |
| Stock Option - Right to BuyF3 | $15.72 | May 16, 2018 | M | 119,546 | D | — | May 23, 2023 | Common Stock, without par value | 119,546 | 280,854 | D |
Explanation of responses
- F1Sales were made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kessler on March 9, 2018.
- F2Price represents a weighted average of the sale price. Shares were sold at prices ranging from $22.00 to $22.12. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
- F3Option vests 1/3 per year beginning on the first anniversary of the date of grant.