SEC Form 4 · accession 0001225208-18-007837
AMERICAN EAGLE OUTFITTERS INC · AEO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles F Kessler
Officer — Global Brand President-AE
Period of report
Feb 3, 2017
Accepted (ET)
Apr 17, 2018 · 7:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000919012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, without par value | Feb 3, 2017 | M | 11,290 | $0.00 | A | 26,031 | D | |
| Common Stock, without par value | Feb 3, 2017 | F | 4,830 | $14.99 | D | 21,201 | D | |
| Common Stock, without par value | Apr 13, 2018 | M | 12,910 | $15.72 | A | 132,989 | D | |
| Common Stock, without par value | Apr 13, 2018 | M | 4,990 | $14.59 | A | 137,979 | D | |
| Common Stock, without par value | Apr 13, 2018 | S | 7,200 | $22.01 | D | 130,779 | D | |
| Common Stock, without par value | Apr 13, 2018 | S | 10,700 | $22.00 | D | 120,079 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Feb 3, 2017 | M | 11,290 | D | — | Feb 3, 2017 | Common Stock, without par value | 11,290 | 0 | D |
| Stock Option - Right to BuyF4 | $14.59 | Apr 13, 2018 | M | 4,990 | D | — | Mar 8, 2024 | Common Stock, without par value | 4,990 | 157,822 | D |
| Stock Option - Right to BuyF4 | $15.72 | Apr 13, 2018 | M | 12,910 | D | — | May 23, 2023 | Common Stock, without par value | 12,910 | 408,370 | D |
Explanation of responses
- F1Sales were made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kessler on March 9, 2018.
- F2Each restricted stock unit represents a contingent right to receive one share of American Eagle Outfitters common stock.
- F3The restricted stock units vest in three equal annual installments beginning on the first anniversary of the date of grant.
- F4Option vests 1/3 per year beginning on the first anniversary of the date of grant.