SEC Form 4 · accession 0001225208-18-006329
AMERICAN EAGLE OUTFITTERS INC · AEO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles F Kessler
Officer — Global Brand President-AE
Period of report
Mar 14, 2018
Accepted (ET)
Mar 16, 2018 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000919012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, without par value | Mar 14, 2018 | A | 85,746 | $0.00 | A | 145,155 | D | |
| Common Stock, without par value | Mar 14, 2018 | M | 17,676 | $0.00 | A | 162,831 | D | |
| Common Stock, without par value | Mar 14, 2018 | F | 49,212 | $19.60 | D | 113,619 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightsF1 | — | Mar 14, 2018 | M | 867 | D | — | — | Common Stock, without par value | 867 | 3,070 | D |
| Restricted Stock UnitF2,F3 | — | Mar 14, 2018 | M | 16,809 | D | — | — | Common Stock, without par value | 16,809 | 0 | D |
| Stock Option - Right to BuyF4 | $19.60 | Mar 14, 2018 | A | 109,547 | A | — | Mar 14, 2025 | Common Stock, without par value | 109,547 | 109,547 | D |
Explanation of responses
- F1The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of American Eagle Outfitters common stock.
- F2Each restricted stock unit represents a contingent right to receive one share of American Eagle Outfitters common stock.
- F3Vests in 2018 upon Board certification of earnings.
- F4Option vests 1/3 per year beginning on the first anniversary of the date of grant.