SEC Form 4 · accession 0001225208-18-005441
AMERICAN EAGLE OUTFITTERS INC · AEO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James H Keefer Jr.
Officer — VP, Controller & CAO
Period of report
Mar 3, 2018
Accepted (ET)
Mar 6, 2018 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000919012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, without par valueF1 | Mar 3, 2018 | M | 991 | $0.00 | A | 9,181 | D | |
| Common Stock, without par valueF1 | Mar 3, 2018 | F | 335 | $20.27 | D | 8,846 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightsF2 | — | Mar 3, 2018 | M | 16 | D | — | — | Common Stock, without par value | 16 | 106 | D |
| Restricted Stock UnitF3 | — | Mar 3, 2018 | M | 975 | D | Mar 3, 2018 | Mar 3, 2018 | Common Stock, without par value | 975 | 0 | D |
Explanation of responses
- F1Total includes shares acquired pursuant to the American Eagle Outfitters, Inc. Employee Stock Purchase Plan.
- F2The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of American Eagle Outfitters common stock.
- F3Each restricted stock unit represents a contingent right to receive one share of American Eagle Outfitters common stock.