SEC Form 4 · accession 0001225208-17-006111
AMERICAN EAGLE OUTFITTERS INC · AEO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott M. Hurd
Officer — SVP & Chief Accounting Officer
Period of report
Mar 8, 2017
Accepted (ET)
Mar 10, 2017 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000919012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, without par value | Mar 8, 2017 | A | 4,782 | $0.00 | A | 29,034 | D | |
| Common Stock, without par value | Mar 8, 2017 | M | 3,297 | $0.00 | A | 32,331 | D | |
| Common Stock, without par value | Mar 8, 2017 | F | 2,536 | $14.59 | D | 29,795 | D | |
| Common Stock, without par value | Mar 9, 2017 | M | 2,562 | $0.00 | A | 32,357 | D | |
| Common Stock, without par value | Mar 9, 2017 | F | 819 | $14.48 | D | 31,538 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightsF1 | — | Mar 8, 2017 | M | 147 | D | — | — | Common Stock, without par value | 147 | 743 | D |
| Restricted Stock UnitF2,F3 | — | Mar 8, 2017 | M | 3,150 | D | — | Mar 3, 2017 | Common Stock, without par value | 3,150 | 0 | D |
| Restricted Stock UnitF2,F4 | — | Mar 8, 2017 | A | 2,581 | A | — | Mar 9, 2018 | Common Stock, without par value | 2,581 | 5,085 | D |
| Dividend Equivalent RightsF1 | — | Mar 9, 2017 | M | 76 | D | — | — | Common Stock, without par value | 76 | 667 | D |
| Restricted Stock UnitF2,F5 | — | Mar 9, 2017 | M | 2,486 | D | — | Mar 9, 2019 | Common Stock, without par value | 2,486 | 4,972 | D |
Explanation of responses
- F1The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of American Eagle Outfitters common stock.
- F2Each restricted stock unit represents a contingent right to receive one share of American Eagle Outfitters common stock.
- F3Vested on March 8, 2017 upon Board certification of earnings.
- F4Vests in 2018 upon Board certification of earnings.
- F5The restricted stock units vest in three equal annual installments beginning on the first anniversary of the date of grant.