SEC Form 4 · accession 0001225208-17-006109
AMERICAN EAGLE OUTFITTERS INC · AEO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R Rempell
Officer — EVP, Chief Operations Officer
Period of report
Mar 8, 2017
Accepted (ET)
Mar 10, 2017 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000919012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, without par valueF1 | Mar 8, 2017 | A | 47,513 | $0.00 | A | 120,309 | D | |
| Common Stock, without par valueF1 | Mar 8, 2017 | A | 30,989 | $0.00 | A | 151,298 | D | |
| Common Stock, without par valueF1 | Mar 8, 2017 | M | 21,371 | $0.00 | A | 172,669 | D | |
| Common Stock, without par valueF1 | Mar 8, 2017 | F | 20,505 | $14.59 | D | 152,164 | D | |
| Common Stock, without par valueF1 | Mar 8, 2017 | F | 24,504 | $14.59 | D | 127,660 | D | |
| Common Stock, without par valueF1 | Mar 9, 2017 | M | 5,444 | $0.00 | A | 133,104 | D | |
| Common Stock, without par valueF1 | Mar 9, 2017 | F | 2,808 | $14.48 | D | 130,296 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightsF2 | — | Mar 8, 2017 | M | 948 | D | — | — | Common Stock, without par value | 948 | 1,219 | D |
| Restricted Stock UnitF3,F4 | — | Mar 8, 2017 | A | 9,285 | A | — | — | Common Stock, without par value | 9,285 | 18,293 | D |
| Restricted Stock UnitF3,F5 | — | Mar 8, 2017 | M | 20,423 | D | — | Mar 3, 2017 | Common Stock, without par value | 20,423 | 0 | D |
| Stock Option - Right to BuyF6 | $14.59 | Mar 8, 2017 | A | 65,125 | A | — | Mar 8, 2024 | Common Stock, without par value | 65,125 | 65,125 | D |
| Dividend Equivalent RightsF2 | — | Mar 9, 2017 | M | 161 | D | — | — | Common Stock, without par value | 161 | 1,058 | D |
| Restricted Stock UnitF3,F7 | — | Mar 9, 2017 | M | 5,283 | D | — | Mar 9, 2019 | Common Stock, without par value | 5,283 | 10,565 | D |
Explanation of responses
- F1Total includes shares acquired pursuant to the American Eagle Outfitters, Inc. Employee Stock Purchase Plan.
- F2The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of American Eagle Outfitters common stock.
- F3Each restricted stock unit represents a contingent right to receive one share of American Eagle Outfitters common stock.
- F4Vests in 2018 upon Board certification of earnings.
- F5Vested March 8, 2017 upon Board certification of earnings.
- F6Option vests 1/3 per year beginning on the first anniversary of the date of grant.
- F7The restricted stock units vest in three equal annual installments beginning on the first anniversary of the date of grant.