SEC Form 3 · accession 0001209191-18-061814
SCANSOURCE, INC. · SCSC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Dean
Officer — VP and General Counsel
Period of report
Nov 28, 2018
Accepted (ET)
Dec 10, 2018 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000918965
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 2,990 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $32.25 | holding | — | — | — | — | Feb 9, 2028 | Common Stock | 9,300 | — | D |
| Non-qualified Stock Option (Right to Buy)F3 | $32.25 | holding | — | — | — | — | Feb 9, 2028 | Common Stock | 700 | — | D |
Explanation of responses
- F1Includes 131 shares acquired under the ScanSource, Inc. Employee Stock Purchase Plan ("ESPP") for the purchase period of April 5, 2018 through November 15, 2018.
- F2The option will vest in one-third increments on the anniversary of the grant date on 02/09/2019, 02/09/2020 and 02/09/2021.
- F3The option will vest in three installments on the anniversary of the grant date, 300 shares vest on 02/09/2019, 200 shares vest on 02/09/2020 and 200 shares vest on 02/09/2021.