SEC Form 4 · accession 0001209191-18-029014
EAGLE MATERIALS INC · EXP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald J Essl
Officer — Executive Vice President
Period of report
May 7, 2018
Accepted (ET)
May 9, 2018 · 7:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000918646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 7, 2018 | A | 4,292 | $0.00 | A | 24,985 | D | |
| Common StockF2 | holding | — | — | — | 3,000 | I | By trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On May 18, 2017, the reporting person was granted 4,461 shares of restricted stock, subject to the achievement by the Company of performance vesting criteria based on the Company's average return on equity measured at the end of fiscal 2018. On May 7, 2018 the performance vesting criteria was determined to have been met such that 4,292 shares of restricted stock became earned and reportable on such date. The remaining shares of restricted stock have been forfeited. The restrictions on the shares will lapse ratably on May 10, 2018 and March 31 of 2019, 2020 and 2021
- F2On April 4, 2018, the reporting person reported a gift of 1,000 shares. The recipient of the gift was actually a charitable trust in which the reporting person has no pecuniary interest (not the trust inadvertently identified in the April filing). The reporting person's indirect interest in that trust has therefore been reduced by 1,000 shares to 3,000.