SEC Form 4 · accession 0001209191-18-023887
EAGLE MATERIALS INC · EXP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald J Essl
Officer — Executive Vice President
Period of report
Dec 8, 2017
Accepted (ET)
Apr 4, 2018 · 6:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000918646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 8, 2017 | G | 1,000 | $0.00 | D | 23,380 | D | |
| Common StockF2 | Dec 8, 2017 | G | 1,000 | $0.00 | A | 4,000 | I | By trust |
| Common StockF3,F4 | Apr 2, 2018 | F | 2,687 | $103.05 | D | 20,693 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transaction was effected for estate planning purposes.
- F2The reported transaction reflects a gift by the reporting person to the Garett G. Essl Trust, an irrevocable trust for the benefit of the reporting person's son. The reporting person and his wife act as trustees of the trust.
- F3In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the previous trading day.
- F42,687 shares were withheld by the issuer to satisfy income tax withholding requirements related to the lapsing of restrictions on (a) 930 shares of restricted stock awarded to the reporting person on May 18, 2017 (Form 4 filed on 5/22/2017); (b) 1,563 shares of restricted stock awarded to the reporting person on May 20, 2016 (Form 4 filed on 5/24/2016); (c) 987 shares of restricted stock awarded to the reporting person on June 10, 2015 (Form 4 filed on 5/10/2016); (d) 1,459 shares of restricted stock awarded to the reporting person on 6/03/2014 (Form 4 filed on 5/7/2015) and (e) 1,897 shares of restricted stock awarded to the reporting person on 8/12/2013 (Form 4 filed on 5/08/2014). Because the reporting person's restricted holdings have been included in the direct ownership Common Stock disclosed by the reporting person, the reporting person's direct ownership of Common Stock has been reduced by 2,687 shares to reflect this tax withholding.