SEC Form 4 · accession 0001209191-17-047731
EAGLE MATERIALS INC · EXP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R Nicolais
Director
Period of report
Aug 3, 2017
Accepted (ET)
Aug 4, 2017 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000918646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 3, 2017 | A | 1,505 | $0.00 | A | 21,600 | D | |
| Restricted Comon Stock Units | holding | — | — | — | 3,834 | D | ||
| Common Stock | holding | — | — | — | 1,550 | I | By Profit Sharing Plan of Reporting Person's Employer | |
| Common Stock | holding | — | — | — | 3,500 | I | By Reporting Person's IRA | |
| Common Stock | holding | — | — | — | 1,386 | I | By Wife's IRA | |
| Common StockF2 | holding | — | — | — | 555 | I | By wife as custodian for daughter | |
| Common StockF2 | holding | — | — | — | 555 | I | By wife as custodian for son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $93.03 | Aug 3, 2017 | A | 4,537 | A | Aug 3, 2017 | Aug 3, 2027 | Common Stock | 4,537 | 4,537 | D |
Explanation of responses
- F1On August 3, 2017, the reporting person was granted 1,505 shares of restricted stock. The restrictions will lapse six months from the date of the grant.
- F2These shares are held by wife as custodian for the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 of the Exchange Act or for any other purpose.
- F3In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the grant date.