SEC Form 4 · accession 0001209191-16-154231
EAGLE MATERIALS INC · EXP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald J Essl
Officer — Executive Vice President
Period of report
Dec 6, 2016
Accepted (ET)
Dec 8, 2016 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000918646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2016 | M | 5,000 | $33.69 | A | 37,529 | D | |
| Common Stock | Dec 6, 2016 | S | 5,000 | $100.00 | D | 32,529 | D | |
| Common Stock | Dec 7, 2016 | M | 7,700 | $33.69 | A | 40,229 | D | |
| Common StockF1 | Dec 7, 2016 | S | 7,700 | $102.1204 | D | 32,529 | D | |
| Common Stock | holding | — | — | — | 7,000 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to Buy)F2 | $33.69 | Dec 6, 2016 | M | 5,000 | D | — | Jun 19, 2022 | Common Stock | 5,000 | 18,196 | D |
| Non-Qualified Stock Option (right to Buy)F2 | $33.69 | Dec 7, 2016 | M | 7,700 | D | — | Jun 19, 2022 | Common Stock | 7,700 | 10,496 | D |
Explanation of responses
- F1This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $102.05 to $102.15. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
- F2Shares vested ratably on anniversaries of date of grant.