SEC Form 4 · accession 0001209191-16-153154
EAGLE MATERIALS INC · EXP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R Nicolais
Director
Period of report
Dec 2, 2016
Accepted (ET)
Dec 2, 2016 · 6:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000918646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 2, 2016 | M | 7,988 | $24.955 | A | 28,083 | D | |
| Common Stock | Dec 2, 2016 | M | 8,308 | $23.17 | A | 36,391 | D | |
| Common StockF1 | Dec 2, 2016 | S | 16,296 | $99.3319 | D | 20,095 | D | |
| Restricted Common Stock Units | holding | — | — | — | 3,822 | D | ||
| Common Stock | holding | — | — | — | 1,550 | I | By Profit Sharing Plan of Reporting Person's Employer | |
| Common Stock | holding | — | — | — | 3,500 | I | By Reporting Person's IRA | |
| Common Stock | holding | — | — | — | 1,386 | I | By Wife's IRA | |
| Common StockF2 | holding | — | — | — | 555 | I | By wife as custodian for daughter | |
| Common StockF2 | holding | — | — | — | 555 | I | By wife as custodian for son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Optin (Right to Buy)F3 | $24.955 | Dec 2, 2016 | M | 7,988 | D | — | Aug 4, 2017 | Common Stock | 7,988 | 0 | D |
| Non Qualified Stock Optin (Right to Buy)F3 | $23.17 | Dec 2, 2016 | M | 8,308 | D | — | Aug 3, 2021 | Common Stock | 8,308 | 0 | D |
Explanation of responses
- F1This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $99.10 to $99.51. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
- F2These shares are held by wife as custodian for the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 of the Exchange Act or for any other purpose.
- F3Shares vested immediately on the date the grant was awarded.