SEC Form 4 · accession 0001209191-16-153148
EAGLE MATERIALS INC · EXP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert S Stewart
Officer — EVP-Strategy & Corp. Develop.
Period of report
Dec 1, 2016
Accepted (ET)
Dec 2, 2016 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000918646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2016 | M | 2,240 | $67.21 | A | 59,161 | D | |
| Common Stock | Dec 1, 2016 | M | 3,644 | $87.37 | A | 62,805 | D | |
| Common Stock | Dec 1, 2016 | M | 4,712 | $81.56 | A | 67,517 | D | |
| Common StockF1 | Dec 1, 2016 | S | 8,858 | $99.952 | D | 58,659 | D | |
| Common StockF2 | Dec 1, 2016 | S | 1,738 | $100.63 | D | 56,921 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $67.21 | Dec 1, 2016 | M | 2,240 | D | — | Aug 12, 2023 | Common Stock | 2,240 | 0 | D |
| Non-qualified Stock Option (Right to Buy)F4 | $87.37 | Dec 1, 2016 | M | 3,644 | D | — | Jun 3, 2024 | Common Stock | 3,644 | 1,822 | D |
| Non-qualified Stock Option (Right to Buy)F3 | $81.56 | Dec 1, 2016 | M | 4,712 | D | — | Jun 10, 2025 | Common Stock | 4,712 | 9,423 | D |
Explanation of responses
- F1This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $99.55 to $100.50. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
- F2This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $100.58 to $100.66. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
- F3Shares vested ratably on anniversaries of the date of grant.
- F4Shares were awarded upon achievement of certain performance criteria and vested ratably over a 3 year period.