SEC Form 4 · accession 0001209191-16-150262
EAGLE MATERIALS INC · EXP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R Nicolais
Director
Period of report
Nov 10, 2016
Accepted (ET)
Nov 15, 2016 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000918646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Common Stock UnitsF1 | Nov 10, 2016 | A | 4 | $0.00 | A | 3,822 | D | |
| Common Stock | holding | — | — | — | 20,095 | D | ||
| Common Stock | holding | — | — | — | 1,550 | I | By Profit Sharing Plan of Reporting Person's Employer | |
| Common Stock | holding | — | — | — | 3,500 | I | By Reporting Person's IRA | |
| Common Stock | holding | — | — | — | 1,386 | I | By Wife's IRA | |
| Common StockF2 | holding | — | — | — | 555 | I | By wife as custodian for daughter | |
| Common StockF2 | holding | — | — | — | 555 | I | By wife as custodian for son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The grant reported above represents Restricted Common Stock Units accrued in connection with a cash dividend paid by Issuer on its Common Stock and as a result of certain dividend equivalent rights associated with the reporting person's existing RSUs.
- F2These shares are held by wife as custodian for the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 of the Exchange Act or for any other purpose.