SEC Form 4 · accession 0001209191-16-149143
EAGLE MATERIALS INC · EXP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald J Essl
Officer — Executive Vice President
Period of report
Nov 7, 2016
Accepted (ET)
Nov 9, 2016 · 5:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000918646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 7, 2016 | M | 9,523 | $27.53 | A | 57,052 | D | |
| Common StockF1 | Nov 7, 2016 | S | 9,523 | $83.8628 | D | 47,529 | D | |
| Common Stock | holding | — | — | — | 7,000 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to Buy)F2 | $27.53 | Nov 7, 2016 | M | 9,523 | D | — | Jun 27, 2021 | Common Stock | 9,523 | 0 | D |
Explanation of responses
- F1This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $83.70 to $84.09. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
- F2Shares vested ratably on anniversaries of date of grant.