SEC Form 4 · accession 0001209191-16-148257
EAGLE MATERIALS INC · EXP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William R Devlin
Officer — SVP, Controller
Period of report
Nov 1, 2016
Accepted (ET)
Nov 3, 2016 · 6:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000918646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2016 | M | 1,319 | $30.735 | A | 45,724 | D | |
| Common Stock | Nov 1, 2016 | M | 2,779 | $27.53 | A | 48,503 | D | |
| Common StockF1 | Nov 1, 2016 | S | 4,098 | $82.4836 | D | 44,405 | D | |
| Common Stock | holding | — | — | — | 1,881 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 1,200 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F2 | $30.735 | Nov 1, 2016 | M | 1,319 | D | — | May 18, 2020 | Common Stock | 1,319 | 0 | D |
| Non-Qualified Stock Option (Right to Buy)F3 | $27.53 | Nov 1, 2016 | M | 2,779 | D | — | Jun 27, 2021 | Common Stock | 2,779 | 7,000 | D |
Explanation of responses
- F1This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $82.42 to $82.54. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
- F2Shares vested upon achievement of certain performance vesting criteria.
- F3Shares vested ratably on anniversaries of date of grant.