SEC Form 4 · accession 0001209191-16-147332
EAGLE MATERIALS INC · EXP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James H Graass
Officer — EVP & General Counsel
Period of report
Oct 26, 2016
Accepted (ET)
Oct 28, 2016 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000918646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 26, 2016 | M | 9,576 | $30.7375 | A | 68,817 | D | |
| Common Stock | Oct 26, 2016 | M | 8,622 | $27.53 | A | 77,439 | D | |
| Common StockF1 | Oct 26, 2016 | S | 18,198 | $79.9329 | D | 59,241 | D | |
| Common Stock | holding | — | — | — | 948 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 543 | I | By Reporting Person's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $30.735 | Oct 26, 2016 | M | 9,576 | D | — | May 18, 2020 | Common Stock | 9,576 | 0 | D |
| Non-qualified Stock Option (Right to Buy)F3 | $27.53 | Oct 26, 2016 | M | 8,622 | D | — | Jun 27, 2021 | Common Stock | 8,622 | 18,198 | D |
Explanation of responses
- F1This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $79.60 to $80.15. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
- F2Shares vested upon achievement of certain operational and financial goals.
- F3Shares vested ratably on anniversaries of the date of grant.