SEC Form 4 · accession 0001209191-16-133369
EAGLE MATERIALS INC · EXP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
F William Barnett
Director
Period of report
Jul 15, 2016
Accepted (ET)
Jul 19, 2016 · 6:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000918646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 15, 2016 | M | 4,966 | $37.95 | A | 13,152 | D | |
| Common Stock | Jul 15, 2016 | M | 19,847 | $27.72 | A | 32,999 | D | |
| Common StockF1,F2 | Jul 15, 2016 | F | 9,259 | $79.76 | D | 23,740 | D | |
| Restricted Common Stock Units | holding | — | — | — | 8,672 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (Right to Buy)F3 | $27.72 | Jul 15, 2016 | M | 19,847 | D | — | Aug 6, 2016 | Common Stock | 19,847 | 0 | D |
| Non Qualified Stock Option (Right to Buy)F3 | $37.95 | Jul 15, 2016 | M | 4,966 | D | — | Jul 27, 2016 | Common Stock | 4,966 | 0 | D |
Explanation of responses
- F19,259 shares were withheld by Mr. Barnett to pay for the exercise price in connection with the exercise of the Non Qualified Stock Options shown in Table II. As a result of these transactions, Mr. Barnett acquired an additional 15,554 shares of Common Stock.
- F2In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the exercise date.
- F3Shares vested immediately on the date the grant was awarded.