SEC Form 4 · accession 0001638599-18-000121
Gaming Partners International CORP · GPIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Gronau
Officer — CEO · Director
Period of report
Jan 22, 2018
Accepted (ET)
Jan 30, 2018 · 2:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000918580
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 22, 2018 | M | 700 | $6.20 | A | 149,300 | D | |
| Common Stock | Jan 22, 2018 | S | 700 | $11.04 | D | 149,300 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $6.20 | Jan 22, 2018 | M | 700 | D | May 6, 2014 | May 6, 2019 | Common Stock | 700 | 149,300 | D |
Remarks
As reflected in this Form 4, Mr. Gronau exercised and sold 700 stock options on the open market on 22 January 2018 under his 10b5-1 Plan adopted in 2017.