SEC Form 4 · accession 0001638599-17-001279
Gaming Partners International CORP · GPIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric P Endy
Director
Period of report
Dec 22, 2017
Accepted (ET)
Dec 22, 2017 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000918580
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (1) | holding | — | — | — | 148,207 | D | ||
| Common Stock (2) | holding | — | — | — | 18,000 | I | Trusts |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option/Right To Buy | $11.00 | Dec 22, 2017 | A | 3,500 | A | Jun 23, 2017 | Dec 22, 2027 | Common Stock | 3,500 | 21,500 | D |
Remarks
(1) As of the most recent Schedule 14A filed for Gaming Partners International Corporation on 31 March 2017. (2) Shares held by trusts established for the benefit of Mr. Endy's family. (3) On 22 December 2017, the Company granted Mr. Endy an option to purchase 3,500 shares of the Company's common stock for his service on certain committees of the Company during the prior twelve month period, pursuant to the Plan. The grant was exempt under Rule 16b-3. The option is currently fully vested and will be exercisable six months and one day after the grant.