SEC Form 4 · accession 0001144204-15-020251
Gaming Partners International CORP · GPIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Eric P Endy
Director
Period of report
Mar 27, 2015
Accepted (ET)
Mar 31, 2015 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000918580
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 27, 2015 | M | 3,001 | $8.21 | A | 153,708 | D | |
| Common Stock | Mar 27, 2015 | M | 2,000 | $6.49 | A | 155,708 | D | |
| Common Stock | Mar 27, 2015 | M | 1,423 | $6.76 | A | 157,131 | D | |
| Common Stock | Mar 30, 2015 | M | 2,077 | $6.76 | A | 159,208 | D | |
| Common Stock | Mar 30, 2015 | M | 3,500 | $6.76 | A | 162,708 | D | |
| Common Stock | Mar 27, 2015 | M | 2,574 | $11.59 | D | 160,134 | D | |
| Common Stock | Mar 27, 2015 | M | 200 | $11.01 | D | 159,934 | D | |
| Common Stock | Mar 27, 2015 | M | 600 | $11.00 | D | 159,334 | D | |
| Common Stock | Mar 27, 2015 | M | 250 | $10.93 | D | 159,084 | D | |
| Common Stock | Mar 27, 2015 | M | 300 | $10.92 | D | 158,784 | D | |
| Common Stock | Mar 27, 2015 | M | 350 | $10.91 | D | 158,434 | D | |
| Common Stock | Mar 27, 2015 | M | 550 | $10.90 | D | 157,884 | D | |
| Common Stock | Mar 27, 2015 | M | 400 | $10.89 | D | 157,484 | D | |
| Common Stock | Mar 27, 2015 | M | 500 | $10.88 | D | 156,984 | D | |
| Common Stock | Mar 27, 2015 | M | 100 | $40.87 | D | 156,884 | D | |
| Common Stock | Mar 27, 2015 | M | 600 | $10.86 | D | 156,284 | D | |
| Common Stock | Mar 30, 2015 | M | 2 | $11.48 | D | 156,282 | D | |
| Common Stock | Mar 30, 2015 | M | 700 | $11.35 | D | 155,582 | D | |
| Common Stock | Mar 30, 2015 | M | 14 | $11.00 | D | 155,568 | D | |
| Common Stock | Mar 30, 2015 | M | 298 | $10.83 | D | 155,270 | D | |
| Common Stock | Mar 30, 2015 | M | 1,400 | $10.8201 | D | 153,870 | D | |
| Common Stock | Mar 30, 2015 | M | 100 | $10.82 | D | 153,770 | D | |
| Common Stock | Mar 30, 2015 | M | 100 | $10.75 | D | 153,670 | D | |
| Common Stock | Mar 30, 2015 | M | 300 | $10.74 | D | 153,370 | D | |
| Common Stock | Mar 30, 2015 | M | 300 | $10.72 | D | 153,070 | D | |
| Common Stock | Mar 30, 2015 | M | 2,163 | $10.71 | D | 150,907 | D | |
| Common Stock | Mar 30, 2015 | M | 200 | $10.70 | D | 150,707 | D | |
| Common stock | holding | — | — | — | 150,707 | D | ||
| Common stockF1 | holding | — | — | — | 18,000 | I | see Footnote 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option/Right to BuyF2 | $6.49 | holding | — | — | — | Jun 23, 2008 | Dec 22, 2017 | Common Stock | 2,000 | 0 | D |
| Option/Right to BuyF3 | $5.80 | holding | — | — | — | Jun 23, 2009 | Dec 22, 2018 | Common Stock | 2,000 | 2,000 | D |
| Option/Right to BuyF4 | $5.96 | holding | — | — | — | Jun 23, 2010 | Dec 22, 2019 | Common Stock | 2,000 | 2,000 | D |
| Option/Right to BuyF5 | $6.21 | holding | — | — | — | Jun 23, 2011 | Dec 22, 2020 | Common Stock | 3,500 | 0 | D |
| Option/Right to BuyF6 | $6.20 | holding | — | — | — | Jun 23, 2012 | Dec 22, 2021 | Common Stock | 3,500 | 3,500 | D |
| Option/Right to BuyF7 | $6.76 | holding | — | — | — | Jun 23, 2013 | Dec 22, 2022 | Common Stock | 3,500 | 0 | D |
| Option/Right To BuyF8 | $8.21 | holding | — | — | — | Jun 23, 2014 | Dec 22, 2023 | Common Stock | 3,500 | 0 | D |
| Option/Right To BuyF9 | $8.26 | holding | — | — | — | Jun 23, 2015 | Dec 22, 2024 | Common Stock | 3,500 | 3,500 | D |
Explanation of responses
- F1The reporting person indirectly owns the following shares in the manner describe: Daren Chang Endy Irrevocable Trust 6,000 shares, Nevin Chao Endy Irrevocable Trust 6,000 shares Celine Endy Irrevocable Trust 6,000 shares.
- F2As previously reported, on December 22, 2007, Gaming Partners International Corporation (the company) grated to Mr. Endy an option to purchase 2,000 shares of the Company's common stock at $6.49 per shares for his service on certain committees of the Company during the prior twelve month period, pursuant to the Company's 199 Directors' stock option Plan, as amended (the "plan"). The grant was exempt under Rule 16b-3. The option is fully vested and exercisable.
- F3As previously reported, on December 22, 2008, the company granted Mr. Endy an option to purchase 2,000 shares of the Company common stock at $5.80 per share for his service on certain committees for the company during the prior twelve month period, pursuant to the plan. The grant was exempt under Rule 16b-3. The option is fully vested and exercisable.
- F4As previously reported, on December 22, 2009, the company granted Mr. Endy an option to purchase 2,000 shares of the Company's common stock at $5.96 per share for his service on certain committees for the company during the prior twelve month period, pursuant to the Plan. The grant was exempt under Rule 16b-3. The option is currently fully vested and exercisable.
- F5As previously reported on December 22, 2010, the company granted Mr. Endy and option to purchase 3,500 shares of the Company's common stock, at the exercise price of $6.21 per share for his service on certain committees the company during the prior twelve month period, pursuant to the plan. The grant was exempt under Rule 16b-3. The option is currently fully vested and exercisable.
- F6As previously reported, on December 22, 2011 the Company granted Mr. Endy an option to purchase 3,500 shares of the Company's common stock at $6.20 per share for his service on certain committees for the Company during the prior twelve month period, pursuant to the Plan. The grant was exempt under Rule 16b-3. The option is fully vested and exercisable.
- F7As previously reported on December 22, 2012, the Company granted Mr. Endy an option to purchase 3,500 shares of the Company's common stock at $6.76 per share for his service on certain committees for the Company during the prior twelve month period, pursuant to the Plan. The grant was exempt under Rule 16b-3. The option is fully vested and exercisable six months and one day after the grant.
- F8As previously reported, on December 22, 2013, the company granted Mr. Endy an option to purchase 3,500 shares of the company's common stock at $8.21 per share for his service on certain committees for the Company during the prior twelve month period, pursuant to the Plan. The grant was exempt under Rule 16b-3. The option is fully vested and exercisable six months and one day after the grant.
- F9As previously reported, on December 22, 2014, the company granted Mr. Endy an option to purchase 3,500 shares of the company's common stock at $8.26 per share for his service on certain committees for the Company during the prior twelve month period, pursuant to the Plan. The grant was exempt under Rule 16b-3. The option is fully vested and exercisable six months and one day after the grant.