SEC Form 4 · accession 0001548123-15-000079
CASTLE GROUP INC · CAGU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
May 28, 2014
Accepted (ET)
Mar 27, 2015 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000918543
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 26,667 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant | $1.00 | May 28, 2014 | A | 50,000 | A | May 28, 2014 | May 27, 2019 | Common Stock | 50,000 | 60,000 | D |
Remarks
On May 28, 2014, the board of directors issued warrants for 50,000 shares of CAGU common stock at an exercise price of $1.00 per common share, exercisable on or before May 17, 2019. Reporting person also has a warrant to purchase 10,000 shares of CAGU common stock at an exercise price of $1.00 per common share, exercisable on or before August 15, 2015.