SEC Form 4 · accession 0001140361-16-070654
NN INC · NNBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven T Warshaw
Director
Period of report
Jun 22, 2016
Accepted (ET)
Jun 23, 2016 · 3:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000918541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 22, 2016 | M | 4,000 | $11.50 | A | 52,600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $11.50 | Jun 22, 2016 | M | 4,000 | D | Aug 14, 2007 | Aug 14, 2016 | Common Stock | 4,000 | 0 | D |
Explanation of responses
- F1Corresponds to option exercise price.
- F2The reporting person's exercise of: (i) 2,500 options, as disclosed on the reporting person's amended Form 4 filed on June 10, 2016; (ii) 1,000 options, as disclosed on the reporting person's Form 4 filed on June 22, 2016; and (iii) 4,000 options, as disclosed on this Form 4, represent all of the 7,500 options issued to the reporting person on August 14, 2006, which were due to expire on August 14, 2016.