SEC Form 4 · accession 0001140361-16-070603
NN INC · NNBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven T Warshaw
Director
Period of report
Jun 20, 2016
Accepted (ET)
Jun 22, 2016 · 7:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000918541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 20, 2016 | M | 1,000 | $11.50 | A | 49,600 | D | |
| Common StockF2 | Jun 20, 2016 | S | 1,000 | $18.49 | D | 48,600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $11.50 | Jun 20, 2016 | M | 1,000 | D | Aug 14, 2007 | Aug 14, 2016 | Common Stock | 1,000 | 4,000 | D |
Explanation of responses
- F1Corresponds to option exercise price.
- F2The sales reported in this Form 4 were shares acquired by the reporting person pursuant to an option exercise in advance of the August 14, 2016 expiration date of such option.