SEC Form 4/A · accession 0001140361-16-069478
NN INC · NNBR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Steven T Warshaw
Director
Period of report
Jun 7, 2016
Accepted (ET)
Jun 10, 2016 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000918541
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 7, 2016 | M | 2,500 | $11.50 | A | 51,100 | D | |
| Common StockF3 | Jun 7, 2016 | S | 2,500 | $19.02 | D | 48,600 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $11.50 | Jun 7, 2016 | M | 2,500 | D | Aug 14, 2007 | Aug 14, 2016 | Common Stock | 2,500 | 5,000 | D |
Explanation of responses
- F1The reporting person is filing this amendment (this "Amendment") to amend the reporting person's Form 4 filed on June 8, 2016 (the "Original Form 4"), which inadvertently omitted disclosure of: (i) the option exercise described in Table II of this Amendment; and (ii) the related acquisition of shares described in Table I of this Amendment. The shares acquired from such option exercise were subsequently sold, as reported in the Original Form 4.
- F2Corresponds to option exercise price.
- F3The sales reported in this Amendment were shares acquired pursuant to an exercise of a stock option in advance of the expiration date of the option.